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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sonoma, CA

Every SEC-registered investment adviser representative at a firm office in Sonoma, with the firms that employ the most of them.

The short answer

56 registered advisors work in Sonoma; the most are at Edward Jones (17). 11 list the CFP designation and 34 are also registered broker representatives.

Firms with the most advisors in Sonoma

FirmAdvisors in Sonoma
Edward Jones news17
Fermata Advisors9
Ameriprise Financial Services, LLC news3
J.P. Morgan Securities LLC news3
Cetera Investment Advisers LLC news2
LPL Financial LLC news2
Meyers Financial Services2
Strategic Advisers LLC2
The Delta Group2
Wealthfolio Advisors LLC2
Cerity Partners LLC news1
MML Investors Services, LLC1
Magnum Financial1
Miller, Fleming & Associates1
Money Compass Advisors1
Mutual Advisors, LLC1
Mw Investment Strategy1
Osaic Wealth, Inc. news1
Portfolio Medics, LLC1
Schuler Capital Management LLC1
Tre Api Wealth Management, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Sonoma, A to Z

CFP advisors in Sonoma →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Sonoma, CA?

56 investment adviser representatives are registered at firm offices in Sonoma, California, according to the SEC's Investment Adviser Public Disclosure records. 34 of them are also registered as broker representatives, and 11 list the CFP designation.

Which firm has the most financial advisors in Sonoma?

Edward Jones, with 17 registered advisors in Sonoma, followed by Fermata Advisors with 9.

How do I check a financial advisor in Sonoma?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.