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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Roseville, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Roseville, A to Z.

The short answer

11 registered advisors work at UBS Financial Services Inc. in Roseville, out of 8,476 at the firm nationwide; it ranks number 15 in the city by advisors. 1 list the CFP designation and 11 are also registered broker representatives.

UBS Financial Services Inc. advisors in Roseville, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Roseville

All Roseville advisors →

Wells Fargo Clearing Services, LLC 65Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Morgan Stanley 35Robert W. Baird & Co. Incorporated 34Ameriprise Financial Services, LLC 28LPL Financial LLC 27Strategic Advisers LLC 23Osaic Wealth, Inc. 21Principal Securities, Inc. 18Cetera Investment Advisers LLC 15D.A. Davidson & Co. 15Eagle Strategies LLC 15

Questions

How many financial advisors does UBS Financial Services Inc. have in Roseville?

11 investment adviser representatives are registered at UBS Financial Services Inc. offices in Roseville, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Roseville?

UBS Financial Services Inc. ranks number 15 in Roseville by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 65.

How do I check a UBS Financial Services Inc. advisor in Roseville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.