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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lake Forest, CA

Every SEC-registered investment adviser representative at a firm office in Lake Forest, with the firms that employ the most of them.

60 registered advisors work in Lake Forest; the most are at Osaic Wealth, Inc. (6). 7 list the CFP designation and 50 are also registered broker representatives.

Firms with the most advisors in Lake Forest

FirmAdvisors in Lake Forest
Osaic Wealth, Inc. news6
Eagle Strategies LLC5
LPL Financial LLC news5
G.W. Sherwold Associates, Inc.4
J. W. Cole Advisors, Inc.3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Raymond James Financial Services Advisors, Inc. news3
Centaurus Financial, Inc.2
Douglas W. Jones Associates Financial & Insurance Services, Inc.2
Edward Jones news2
Equitable Advisors, LLC news2
O'Neill Financial Management, Inc.2
Prudent Investors2
Valley Wealth Strategies, LLC2
Asset One Wealth Management, LLC1
B.B. Graham & Company, Inc.1
Berilium1
Capital Client Group, Inc.1
Cetera Investment Advisers LLC news1
Citigroup Global Markets Inc. news1
Citizens Securities, Inc.1
Cwm, LLC1
Endure Capital, LLC1
MML Investors Services, LLC1
Mariner news1

Advisors in Lake Forest, A to Z

CFP advisors in Lake Forest →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Lake Forest, CA?

60 investment adviser representatives are registered at firm offices in Lake Forest, California, according to the SEC's Investment Adviser Public Disclosure records. 50 of them are also registered as broker representatives, and 7 list the CFP designation.

Which firm has the most financial advisors in Lake Forest?

Osaic Wealth, Inc., with 6 registered advisors in Lake Forest, followed by Eagle Strategies LLC with 5.

How do I check a financial advisor in Lake Forest?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.