Adviser and broker representative · Osaic Wealth, Inc.
Dale A. Wood
CRD 1212906 · Lake Forest, CA
At a glance
Dale A. Wood is an investment adviser representative with Osaic Wealth, Inc. in Lake Forest, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dale’s SEC record dates to 2017, about 9 years ago. Dale is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Osaic Wealth, Inc.Since February 2017Lake Forest, CA · $235B in regulatory assets
SEC adviser record
- Registered since
- 2017 (9 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dale’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Osaic Wealth, Inc.
- Stanley BrunoLake Forest · Certified Financial Planner
- Nicholas DeroseLake Forest
- John J. LewisLake Forest
- Kenneth P. MascariLake Forest
- Phong X. NguyenLake Forest · Certified Financial Planner
- Paul E. NickLake Forest · Chartered Financial Consultant
- Thomas E. RaguseLake Forest
- Mark J. AasenWest Des Moines
Every advisor at Osaic Wealth, Inc. →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news, moves and payouts →Financial advisors in Lake Forest, CA →Every Osaic Wealth, Inc. advisor in Lake Forest →Advisor Moves: who changed firms this week →