Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Lake Forest, CA
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Lake Forest, A to Z.
The short answer
6 registered advisors work at Osaic Wealth, Inc. in Lake Forest, out of 7,287 at the firm nationwide; it ranks number 1 in the city by advisors. 3 list the CFP designation and 6 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Lake Forest, A to Z
Every Osaic Wealth, Inc. advisor →- Stanley BrunoCertified Financial Planner · Also a broker rep
- Stanley R. BrunoAlso a broker rep
- David L. EppeyAlso a broker rep
- Kenneth P. MascariAlso a broker rep
- Phong X. NguyenCertified Financial Planner · Also a broker rep
- Dale A. WoodCertified Financial Planner · Also a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 291Maumee, OH 54Omaha, NE 53Raleigh, NC 51Houston, TX 47Melville, NY 46San Diego, CA 46Honolulu, HI 45Irvine, CA 45Southfield, MI 42Rochester, NY 40Lincoln, NE 38Overland Park, KS 38Wichita, KS 36Dallas, TX 33
Other firms in Lake Forest
All Lake Forest advisors →Eagle Strategies LLC 5LPL Financial LLC 5G.W. Sherwold Associates, Inc. 4J. W. Cole Advisors, Inc. 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Raymond James Financial Services Advisors, Inc. 3
Questions
How many financial advisors does Osaic Wealth, Inc. have in Lake Forest?
6 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Lake Forest, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,287 nationwide. 3 list the CFP designation and 6 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Lake Forest?
Osaic Wealth, Inc. ranks number 1 in Lake Forest by registered advisors, ahead of Eagle Strategies LLC (5).
How do I check a Osaic Wealth, Inc. advisor in Lake Forest?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.