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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in New Albany, OH

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in New Albany, A to Z.

The short answer

10 registered advisors work at UBS Financial Services Inc. in New Albany, out of 8,476 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 10 are also registered broker representatives.

UBS Financial Services Inc. advisors in New Albany, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in New Albany

All New Albany advisors →

Morgan Stanley 8MML Investors Services, LLC 6Wells Fargo Advisors Financial Network, LLC 5Ameriprise Financial Services, LLC 4LPL Financial LLC 4Raymond James Financial Services Advisors, Inc. 4Columbus Investment Advisory Inc. 3Edward Jones 3Yfp Wealth 3

Questions

How many financial advisors does UBS Financial Services Inc. have in New Albany?

10 investment adviser representatives are registered at UBS Financial Services Inc. offices in New Albany, Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 10 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in New Albany?

UBS Financial Services Inc. ranks number 1 in New Albany by registered advisors, ahead of Morgan Stanley (8).

How do I check a UBS Financial Services Inc. advisor in New Albany?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.