Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in New City, NY

Every SEC-registered investment adviser representative at a firm office in New City, with the firms that employ the most of them.

49 registered advisors work in New City; the most are at Wells Fargo Advisors Financial Network, LLC (9). 6 list the CFP designation and 42 are also registered broker representatives.

Firms with the most advisors in New City

FirmAdvisors in New City
Wells Fargo Advisors Financial Network, LLC news9
LPL Financial LLC news7
J.P. Morgan Securities LLC news6
Money Concepts Capital Corp.5
Citigroup Global Markets Inc. news2
Osaic Wealth, Inc. news2
Park Avenue Securities LLC2
Savlan Wealth Partners2
Assetmark, Inc.1
B. Riley Wealth Advisors, Inc.1
Cetera Investment Advisers LLC news1
Commonwealth Financial Network news1
Edward Jones news1
Empire State Wealth Advisors Inc.1
First Advisors National, LLC1
Fisher Investments news1
Lexington Avenue Capital Management, LLC1
Pgim Investments LLC1
Roventini Financial Services, Inc.1
Strategic Advisers LLC1
UBS Financial Services Inc. news1
Vanderbilt Advisory Services1

Advisors in New City, A to Z

CFP advisors in New City →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in New City, NY?

49 investment adviser representatives are registered at firm offices in New City, New York, according to the SEC's Investment Adviser Public Disclosure records. 42 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in New City?

Wells Fargo Advisors Financial Network, LLC, with 9 registered advisors in New City, followed by LPL Financial LLC with 7.

How do I check a financial advisor in New City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.