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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in New City, NY

Every SEC-registered investment adviser representative at a LPL Financial LLC office in New City, A to Z.

The short answer

7 registered advisors work at LPL Financial LLC in New City, out of 21,094 at the firm nationwide; it ranks number 3 in the city by advisors. 2 list the CFP designation and 7 are also registered broker representatives.

LPL Financial LLC advisors in New City, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in New City

All New City advisors →

J.P. Morgan Securities LLC 8Wells Fargo Advisors Financial Network, LLC 8Money Concepts Capital Corp. 5Savlan Wealth Partners 4

Questions

How many financial advisors does LPL Financial LLC have in New City?

7 investment adviser representatives are registered at LPL Financial LLC offices in New City, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 7 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in New City?

LPL Financial LLC ranks number 3 in New City by registered advisors; J.P. Morgan Securities LLC has the most, with 8.

How do I check a LPL Financial LLC advisor in New City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.