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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in New Rochelle, NY

Every SEC-registered investment adviser representative at a firm office in New Rochelle, with the firms that employ the most of them.

The short answer

36 registered advisors work in New Rochelle; the most are at LPL Financial LLC (6). 5 list the CFP designation and 32 are also registered broker representatives.

Firms with the most advisors in New Rochelle

FirmAdvisors in New Rochelle
LPL Financial LLC news6
Private Advisor Group, LLC4
Cambridge Investment Research Advisors, Inc. news2
Cetera Investment Advisers LLC news2
Equitable Advisors, LLC news2
Eurolink Advisors LLC2
J.P. Morgan Securities LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Pfs Investments Inc.2
Adv Investment Management1
Citizens Securities, Inc.1
D.A. Davidson & Co.1
Drum Hill Capital, LLC1
Edward Jones news1
Hsbc Securities (USA) Inc.1
LPL Enterprise, LLC news1
MML Investors Services, LLC1
Nardis Advisors LLC1
Nfsg Corporation1
Strategic Advisers LLC1
UBS Financial Services Inc. news1

Advisors in New Rochelle, A to Z

CFP advisors in New Rochelle →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in New Rochelle, NY?

36 investment adviser representatives are registered at firm offices in New Rochelle, New York, according to the SEC's Investment Adviser Public Disclosure records. 32 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in New Rochelle?

LPL Financial LLC, with 6 registered advisors in New Rochelle, followed by Private Advisor Group, LLC with 4.

How do I check a financial advisor in New Rochelle?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.