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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spring Valley, NY

Every SEC-registered investment adviser representative at a firm office in Spring Valley, with the firms that employ the most of them.

7 registered advisors work in Spring Valley; the most are at Cetera Investment Advisers LLC (3). 0 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in Spring Valley

FirmAdvisors in Spring Valley
Cetera Investment Advisers LLC news3
Edward Jones news1
Good Luck Ny Inc.1
High Grade Investment Solutions, LLC1
UBS Financial Services Inc. news1

Advisors in Spring Valley, A to Z

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Other cities in New York

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New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132

Questions

How many financial advisors are in Spring Valley, NY?

7 investment adviser representatives are registered at firm offices in Spring Valley, New York, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Spring Valley?

Cetera Investment Advisers LLC, with 3 registered advisors in Spring Valley, followed by Edward Jones with 1.

How do I check a financial advisor in Spring Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.