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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in West Harrison, NY

Every SEC-registered investment adviser representative at a firm office in West Harrison, with the firms that employ the most of them.

48 registered advisors work in West Harrison; the most are at J.P. Morgan Securities LLC (37). 3 list the CFP designation and 43 are also registered broker representatives.

Firms with the most advisors in West Harrison

FirmAdvisors in West Harrison
J.P. Morgan Securities LLC news37
Wealthspring Capital LLC4
Cetera Investment Advisers LLC news1
Downtown Investment Advisory1
Hsbc Securities (USA) Inc.1
LPL Financial LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Strategic Advisers LLC1
UBS Financial Services Inc. news1

Advisors in West Harrison, A to Z

CFP advisors in West Harrison →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in West Harrison, NY?

48 investment adviser representatives are registered at firm offices in West Harrison, New York, according to the SEC's Investment Adviser Public Disclosure records. 43 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in West Harrison?

J.P. Morgan Securities LLC, with 37 registered advisors in West Harrison, followed by Wealthspring Capital LLC with 4.

How do I check a financial advisor in West Harrison?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.