Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Pound Ridge, NY
Every SEC-registered investment adviser representative at a firm office in Pound Ridge, with the firms that employ the most of them.
9 registered advisors work in Pound Ridge; the most are at Acanto, LLC (2). 0 list the CFP designation and 6 are also registered broker representatives.
Firms with the most advisors in Pound Ridge
| Firm | Advisors in Pound Ridge |
|---|---|
| Acanto, LLC | 2 |
| 1230 Advisors, LLC | 1 |
| J.C. Goodgal, Inc. | 1 |
| LPL Financial LLC news | 1 |
| Money Concepts Capital Corp. | 1 |
| Morgan Stanley news | 1 |
| Neuberger Berman Bd LLC | 1 |
| UBS Financial Services Inc. news | 1 |
Advisors in Pound Ridge, A to Z
Search all of New York →- Jeffrey W. FitzLPL Financial LLC
- Jay C. GoodgalJ.C. Goodgal, Inc.
- Kenneth S. GunsbergerUBS Financial Services Inc.
- Allen B. HerskowitzMoney Concepts Capital Corp.
- Peter A. Lusk Jr.Acanto, LLC
- Neil S. MitchellMorgan Stanley
- Facundo RawsonAcanto, LLC
- Anthony Schiff1230 Advisors, LLC
- Luke G. SulamNeuberger Berman Bd LLC
Other cities in New York
All of New York →New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124
Questions
How many financial advisors are in Pound Ridge, NY?
9 investment adviser representatives are registered at firm offices in Pound Ridge, New York, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Pound Ridge?
Acanto, LLC, with 2 registered advisors in Pound Ridge, followed by 1230 Advisors, LLC with 1.
How do I check a financial advisor in Pound Ridge?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.