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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rye, NY

Every SEC-registered investment adviser representative at a firm office in Rye, with the firms that employ the most of them.

41 registered advisors work in Rye; the most are at Gamco Asset Management Inc. (4). 0 list the CFP designation and 24 are also registered broker representatives.

Firms with the most advisors in Rye

FirmAdvisors in Rye
Gamco Asset Management Inc.4
J.P. Morgan Securities LLC news4
LPL Financial LLC news4
Gabelli Funds, LLC3
Ck Advisors, LLC2
Markin Asset Management, LP2
Quantstreet Capital2
Strategic Advisers LLC2
Vega Capital Partners LLC2
Aristotle Capital Management, LLC1
Arons Wealth Management LLC1
Blumberg B+v Advisors, LLC1
Broad Wealth Management, Inc.1
Citigroup Global Markets Inc. news1
Financial Spyglass®1
Honey Badger Advisors LLC1
Integrated Wealth Concepts LLC1
Munakata Associates LLC1
Neuberger Berman Bd LLC1
Northern Trust Securities, Inc. news1
Pgim Investments LLC1
RBC Capital Markets, LLC news1
State Farm Investment Management Corp.1
Tuliptree Advisors1
UBS Financial Services Inc. news1

Advisors in Rye, A to Z

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New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132

Questions

How many financial advisors are in Rye, NY?

41 investment adviser representatives are registered at firm offices in Rye, New York, according to the SEC's Investment Adviser Public Disclosure records. 24 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rye?

Gamco Asset Management Inc., with 4 registered advisors in Rye, followed by J.P. Morgan Securities LLC with 4.

How do I check a financial advisor in Rye?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.