Managing Partner/chief Compliance Officer · Vega Capital Partners LLC
Adam T. Stempel
CRD 4823536 · Named on Form ADV at one SEC-registered adviser
At a glance
Vega Capital Partners LLC, an SEC-registered asset manager with $100,000 in regulatory assets, lists Adam T. Stempel on its Form ADV as Managing Partner/chief Compliance Officer, a control person.
Firms and roles
- Vega Capital Partners LLCManaging Partner/chief Compliance OfficerAsset manager · United States · $0M in regulatory assets
AtlasMembers
Adam’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Sunny H. WongManaging Partner, Vega Capital Partners LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Adam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.