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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Plainview, NY

Every SEC-registered investment adviser representative at a firm office in Plainview, with the firms that employ the most of them.

The short answer

70 registered advisors work in Plainview; the most are at Strategic Advisers LLC (23). 12 list the CFP designation and 64 are also registered broker representatives.

Firms with the most advisors in Plainview

FirmAdvisors in Plainview
Strategic Advisers LLC23
J.P. Morgan Securities LLC news7
Cambridge Investment Research Advisors, Inc. news6
B. Riley Wealth Advisors, Inc.4
Citigroup Global Markets Inc. news4
Osaic Wealth, Inc. news3
Ameriprise Financial Services, LLC news2
Arcap Partners LLC2
Edward Jones news2
LPL Financial LLC news2
Raymond James Financial Services Advisors, Inc. news2
Allstate Financial Advisors, LLC1
Captrust news1
Cetera Investment Advisers LLC news1
Concurrent Investment Advisors, LLC news1
Equitable Advisors, LLC news1
Ernst & Young Investment Advisers LLP1
Financial Boss1
Knights Of Columbus Asset Advisors LLC1
MML Investors Services, LLC1
Osaic Institutions, Inc. news1
Siegel Asset Management Partners1
State Farm Investment Management Corp.1
UBS Financial Services Inc. news1

Advisors in Plainview, A to Z

CFP advisors in Plainview →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Plainview, NY?

70 investment adviser representatives are registered at firm offices in Plainview, New York, according to the SEC's Investment Adviser Public Disclosure records. 64 of them are also registered as broker representatives, and 12 list the CFP designation.

Which firm has the most financial advisors in Plainview?

Strategic Advisers LLC, with 23 registered advisors in Plainview, followed by J.P. Morgan Securities LLC with 7.

How do I check a financial advisor in Plainview?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.