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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Stratford, CT

Every SEC-registered investment adviser representative at a firm office in Stratford, with the firms that employ the most of them.

30 registered advisors work in Stratford; the most are at Ameriprise Financial Services, LLC (8). 0 list the CFP designation and 28 are also registered broker representatives.

Firms with the most advisors in Stratford

FirmAdvisors in Stratford
Ameriprise Financial Services, LLC news8
LPL Financial LLC news5
Commonwealth Financial Network news2
Osaic Wealth, Inc. news2
State Farm Investment Management Corp.2
Strategic Advisers LLC2
Cambridge Investment Research Advisors, Inc. news1
Eagle Strategies LLC1
Edward Jones news1
Equity Services, Inc.1
Kcd Financial, Inc.1
MML Investors Services, LLC1
Stonex Advisors Inc.1
Summit Financial, LLC1
Westco Advisory Services, Inc.1

Advisors in Stratford, A to Z

Search all of Connecticut →

Other cities in Connecticut

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Stamford 976Greenwich 659Glastonbury 429Westport 408West Hartford 374Fairfield 292New Haven 272Hartford 249Shelton 246Farmington 218Windsor 150Darien 145Guilford 114Madison 110Ridgefield 104Mystic 93Norwalk 93Danbury 80Milford 77New Canaan 76Southbury 76Avon 71North Haven 69Hamden 68

Questions

How many financial advisors are in Stratford, CT?

30 investment adviser representatives are registered at firm offices in Stratford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 28 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Stratford?

Ameriprise Financial Services, LLC, with 8 registered advisors in Stratford, followed by LPL Financial LLC with 5.

How do I check a financial advisor in Stratford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.