Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Tolland, CT
Every SEC-registered investment adviser representative at a firm office in Tolland, with the firms that employ the most of them.
13 registered advisors work in Tolland; the most are at Ameriprise Financial Services, LLC (3). 3 list the CFP designation and 10 are also registered broker representatives.
Firms with the most advisors in Tolland
| Firm | Advisors in Tolland |
|---|---|
| Ameriprise Financial Services, LLC news | 3 |
| LPL Enterprise, LLC news | 3 |
| Cambridge Investment Research Advisors, Inc. news | 1 |
| Integrity Financial Advisors, LLC | 1 |
| LPL Financial LLC news | 1 |
| Pink Planning | 1 |
| Ridgepoint Wealth Advisors LLC | 1 |
| Strategic Advisers LLC | 1 |
| UBS Financial Services Inc. news | 1 |
Advisors in Tolland, A to Z
CFP advisors in Tolland →- Timothy J. BrunsonAmeriprise Financial Services, LLC
- Tomas M. CernCambridge Investment Research Advisors, Inc.
- Andrew W. HuynhPink Planning · Certified Financial Planner, Chartered Financial Consultant
- Thomas P. KellyLPL Enterprise, LLC
- Dylan A. KlopferStrategic Advisers LLC
- Careena MeliaLPL Enterprise, LLC
- Erin MessierUBS Financial Services Inc.
- Conor MooreLPL Financial LLC · Certified Financial Planner
- Marc A. MorenoAmeriprise Financial Services, LLC
- William R. PfeifferRidgepoint Wealth Advisors LLC · Certified Financial Planner
- David M. SchubachIntegrity Financial Advisors, LLC
- Kansas A. SiennaAmeriprise Financial Services, LLC
- Mary K. SloanLPL Enterprise, LLC
Other cities in Connecticut
All of Connecticut →Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59
Questions
How many financial advisors are in Tolland, CT?
13 investment adviser representatives are registered at firm offices in Tolland, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Tolland?
Ameriprise Financial Services, LLC, with 3 registered advisors in Tolland, followed by LPL Enterprise, LLC with 3.
How do I check a financial advisor in Tolland?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.