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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Vernon, CT

Every SEC-registered investment adviser representative at a firm office in Vernon, with the firms that employ the most of them.

24 registered advisors work in Vernon; the most are at Commonwealth Financial Network (4). 0 list the CFP designation and 19 are also registered broker representatives.

Firms with the most advisors in Vernon

FirmAdvisors in Vernon
Commonwealth Financial Network news4
Osaic Wealth, Inc. news3
Brookstone Wealth Advisors, LLC2
Rmp Investments, LLC2
Thrivent Investment Management Inc.2
Cambridge Investment Research Advisors, Inc. news1
Cetera Investment Advisers LLC news1
Fisher Investments news1
J.P. Morgan Securities LLC news1
Key Financial Concepts, Inc.1
LPL Enterprise, LLC news1
LPL Financial LLC news1
MML Investors Services, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
St. Bernard Financial Services, Inc.1
State Farm Investment Management Corp.1

Advisors in Vernon, A to Z

Search all of Connecticut →

Other cities in Connecticut

All of Connecticut →

Stamford 976Greenwich 659Glastonbury 429Westport 408West Hartford 374Fairfield 292New Haven 272Hartford 249Shelton 246Farmington 218Windsor 150Darien 145Guilford 114Madison 110Ridgefield 104Mystic 93Norwalk 93Danbury 80Milford 77New Canaan 76Southbury 76Avon 71North Haven 69Hamden 68

Questions

How many financial advisors are in Vernon, CT?

24 investment adviser representatives are registered at firm offices in Vernon, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 19 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Vernon?

Commonwealth Financial Network, with 4 registered advisors in Vernon, followed by Osaic Wealth, Inc. with 3.

How do I check a financial advisor in Vernon?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.