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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Wallingford, CT

Every SEC-registered investment adviser representative at a firm office in Wallingford, with the firms that employ the most of them.

The short answer

34 registered advisors work in Wallingford; the most are at LPL Financial LLC (8). 8 list the CFP designation and 30 are also registered broker representatives.

Firms with the most advisors in Wallingford

FirmAdvisors in Wallingford
LPL Financial LLC news8
Cetera Investment Advisers LLC news4
Raymond James Financial Services Advisors, Inc. news4
Sentinel Asset Management, LLC3
Edward Jones news2
Toomey Investment Management, Inc.2
Cambridge Investment Research Advisors, Inc. news1
Cwm, LLC1
Empower Advisory Group, LLC1
Equitable Advisors, LLC news1
LPL Enterprise, LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
One Mile Financial Planning, LLC1
Private Advisor Group, LLC1
Strategic Advisers LLC1
UBS Financial Services Inc. news1
Wells Fargo Clearing Services, LLC news1

Advisors in Wallingford, A to Z

CFP advisors in Wallingford →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59

Questions

How many financial advisors are in Wallingford, CT?

34 investment adviser representatives are registered at firm offices in Wallingford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 30 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Wallingford?

LPL Financial LLC, with 8 registered advisors in Wallingford, followed by Cetera Investment Advisers LLC with 4.

How do I check a financial advisor in Wallingford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.