Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Wallingford, CT
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Wallingford, A to Z.
The short answer
8 registered advisors work at LPL Financial LLC in Wallingford, out of 21,094 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 8 are also registered broker representatives.
LPL Financial LLC advisors in Wallingford, A to Z
Every LPL Financial LLC advisor →- Frank C. Adams IIIAlso a broker rep
- John J. CapeceAlso a broker rep
- Peter J. CowenAlso a broker rep
- Zachary L. DanielsAlso a broker rep
- Scott A. KearnsAlso a broker rep
- Timothy G. LassenAlso a broker rep
- Spencer M. RogersAlso a broker rep
- Leonard J. Whitlock Jr.Also a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Wallingford
All Wallingford advisors →Cetera Investment Advisers LLC 4Raymond James Financial Services Advisors, Inc. 4Sentinel Asset Management, LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Wallingford?
8 investment adviser representatives are registered at LPL Financial LLC offices in Wallingford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Wallingford?
LPL Financial LLC ranks number 1 in Wallingford by registered advisors, ahead of Cetera Investment Advisers LLC (4).
How do I check a LPL Financial LLC advisor in Wallingford?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.