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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cromwell, CT

Every SEC-registered investment adviser representative at a firm office in Cromwell, with the firms that employ the most of them.

12 registered advisors work in Cromwell; the most are at Commonwealth Financial Network (4). 0 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Cromwell

FirmAdvisors in Cromwell
Commonwealth Financial Network news4
Cetera Investment Advisers LLC news2
Allstate Financial Advisors, LLC1
Capital Planning Consultants, LLC1
Citizens Securities, Inc.1
Hornor, Townsend & Kent, LLC1
LPL Financial LLC news1
Transamerica Retirement Advisors, LLC1

Advisors in Cromwell, A to Z

Search all of Connecticut →

Other cities in Connecticut

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Stamford 976Greenwich 659Glastonbury 429Westport 408West Hartford 374Fairfield 292New Haven 272Hartford 249Shelton 246Farmington 218Windsor 150Darien 145Guilford 114Madison 110Ridgefield 104Mystic 93Norwalk 93Danbury 80Milford 77New Canaan 76Southbury 76Avon 71North Haven 69Hamden 68

Questions

How many financial advisors are in Cromwell, CT?

12 investment adviser representatives are registered at firm offices in Cromwell, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Cromwell?

Commonwealth Financial Network, with 4 registered advisors in Cromwell, followed by Cetera Investment Advisers LLC with 2.

How do I check a financial advisor in Cromwell?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.