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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Oakbrook Terrace, IL

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Oakbrook Terrace, A to Z.

The short answer

30 registered advisors work at UBS Financial Services Inc. in Oakbrook Terrace, out of 8,475 at the firm nationwide; it ranks number 3 in the city by advisors. 4 list the CFP designation and 30 are also registered broker representatives.

UBS Financial Services Inc. advisors in Oakbrook Terrace, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in Oakbrook Terrace

All Oakbrook Terrace advisors →

Mariner 27Ameriprise Financial Services, LLC 22Harvest Investment Services, LLC 17Goldstone Financial Group, LLC 15RBC Capital Markets, LLC 15Transamerica Financial Advisors, LLC 11Raymond James & Associates, Inc. 9Sage Private Wealth Group, LLC 9Osaic Wealth, Inc. 8Edelman Financial Engines 7Pfs Investments Inc. 5Robert W. Baird & Co. Incorporated 5

Questions

How many financial advisors does UBS Financial Services Inc. have in Oakbrook Terrace?

30 investment adviser representatives are registered at UBS Financial Services Inc. offices in Oakbrook Terrace, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 4 list the CFP designation and 30 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Oakbrook Terrace?

UBS Financial Services Inc. ranks number 3 in Oakbrook Terrace by registered advisors; Mariner has the most, with 27.

How do I check a UBS Financial Services Inc. advisor in Oakbrook Terrace?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.