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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Albuquerque, NM

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Albuquerque, A to Z.

The short answer

9 registered advisors work at UBS Financial Services Inc. in Albuquerque, out of 8,476 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.

UBS Financial Services Inc. advisors in Albuquerque, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Albuquerque

All Albuquerque advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 49LPL Financial LLC 44Morgan Stanley 39Strategic Advisers LLC 27RBC Capital Markets, LLC 22State Farm Investment Management Corp. 21Edward Jones 19Raymond James Financial Services Advisors, Inc. 16Wells Fargo Clearing Services, LLC 16Cetera Investment Advisers LLC 14MML Investors Services, LLC 13Eagle Strategies LLC 9

Questions

How many financial advisors does UBS Financial Services Inc. have in Albuquerque?

9 investment adviser representatives are registered at UBS Financial Services Inc. offices in Albuquerque, New Mexico, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Albuquerque?

UBS Financial Services Inc. ranks number 14 in Albuquerque by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 49.

How do I check a UBS Financial Services Inc. advisor in Albuquerque?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.