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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Albuquerque, NM

Every SEC-registered investment adviser representative at a firm office in Albuquerque, with the firms that employ the most of them.

485 registered advisors work in Albuquerque; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (49). 0 list the CFP designation and 392 are also registered broker representatives.

Firms with the most advisors in Albuquerque

FirmAdvisors in Albuquerque
Merrill Lynch, Pierce, Fenner & Smith Incorporated news49
LPL Financial LLC news44
Morgan Stanley news39
Strategic Advisers LLC27
RBC Capital Markets, LLC news22
State Farm Investment Management Corp.21
Edward Jones news19
Raymond James Financial Services Advisors, Inc. news16
Wells Fargo Clearing Services, LLC news16
Cetera Investment Advisers LLC news14
MML Investors Services, LLC13
Eagle Strategies LLC9
Pfs Investments Inc.9
UBS Financial Services Inc. news8
Commonwealth Financial Network news7
J.P. Morgan Securities LLC news7
Osaic Wealth, Inc. news7
Charles Schwab & Co., Inc. news6
The Wealth Consulting Group6
Ulrich Investment Consultants6
Cambridge Investment Research Advisors, Inc. news5
Lakeridge Wealth Management LLC5
Ameriprise Financial Services, LLC news4
Cross State Financial Group LLC4
Northwestern Mutual Investment Services, LLC4

Advisors in Albuquerque, A to Z (first 300 of 485)

Search all of New Mexico →

Other cities in New Mexico

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Santa Fe 163Las Cruces 78Farmington 28Rio Rancho 28Roswell 19Carlsbad 14Alamogordo 13Clovis 10Hobbs 9Los Alamos 7Ruidoso 7Silver City 7Artesia 5Los Ranchos 5Taos 5

Questions

How many financial advisors are in Albuquerque, NM?

485 investment adviser representatives are registered at firm offices in Albuquerque, New Mexico, according to the SEC's Investment Adviser Public Disclosure records. 392 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Albuquerque?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 49 registered advisors in Albuquerque, followed by LPL Financial LLC with 44.

How do I check a financial advisor in Albuquerque?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.