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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Santa Fe, NM

Every SEC-registered investment adviser representative at a firm office in Santa Fe, with the firms that employ the most of them.

155 registered advisors work in Santa Fe; the most are at Thornburg Investment Management Inc. (24). 17 list the CFP designation and 105 are also registered broker representatives.

Firms with the most advisors in Santa Fe

FirmAdvisors in Santa Fe
Thornburg Investment Management Inc.24
Merrill Lynch, Pierce, Fenner & Smith Incorporated news12
Morgan Stanley news12
Edward Jones news8
Wells Fargo Clearing Services, LLC news8
City Different Investments7
LPL Financial LLC news6
UBS Financial Services Inc. news5
Horizons Sustainable Financial Services, Inc.4
Stifel, Nicolaus & Company, Incorporated news4
Altamira Financial Group, LLC3
Cetera Investment Advisers LLC news3
Financial Partners, LLC3
Hightower Advisors, LLC news3
Market Gauge Asset Management3
Sun Mountain Capital Advisors, LLC3
Ameriprise Financial Services, LLC news2
Ep Wealth Advisors2
Geneos Wealth Management, Inc.2
Kestra Advisory Services, LLC news2
Raymond James & Associates, Inc. news2
Raymond James Financial Services Advisors, Inc. news2
Santa Fe Advisors LLC2
Wells Fargo Advisors Financial Network, LLC news2
Abacus Wealth Partners1

Advisors in Santa Fe, A to Z

CFP advisors in Santa Fe →

Other cities in New Mexico

All of New Mexico →

Albuquerque 485Las Cruces 68Farmington 28Rio Rancho 28Roswell 16Carlsbad 14Alamogordo 12Hobbs 10Clovis 9Los Alamos 6Ruidoso 6Silver City 6Taos 6Artesia 5

Questions

How many financial advisors are in Santa Fe, NM?

155 investment adviser representatives are registered at firm offices in Santa Fe, New Mexico, according to the SEC's Investment Adviser Public Disclosure records. 105 of them are also registered as broker representatives, and 17 list the CFP designation.

Which firm has the most financial advisors in Santa Fe?

Thornburg Investment Management Inc., with 24 registered advisors in Santa Fe, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 12.

How do I check a financial advisor in Santa Fe?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.