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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Santa Fe, NM

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Santa Fe, A to Z.

The short answer

4 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Santa Fe, out of 3,111 at the firm nationwide; it ranks number 10 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in Santa Fe, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27

Other firms in Santa Fe

All Santa Fe advisors →

Thornburg Investment Management Inc. 24Merrill Lynch, Pierce, Fenner & Smith Incorporated 12Morgan Stanley 12Edward Jones 8Wells Fargo Clearing Services, LLC 8City Different Investments 7LPL Financial LLC 6UBS Financial Services Inc. 5Horizons Sustainable Financial Services, Inc. 4Altamira Financial Group, LLC 3Cetera Investment Advisers LLC 3Financial Partners, LLC 3

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Santa Fe?

4 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Santa Fe, New Mexico, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Santa Fe?

Stifel, Nicolaus & Company, Incorporated ranks number 10 in Santa Fe by registered advisors; Thornburg Investment Management Inc. has the most, with 24.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Santa Fe?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.