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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Santa Fe, NM

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Santa Fe, A to Z.

The short answer

4 registered advisors work at UBS Financial Services Inc. in Santa Fe, out of 8,476 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

UBS Financial Services Inc. advisors in Santa Fe, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Santa Fe

All Santa Fe advisors →

Thornburg Investment Management Inc. 24Merrill Lynch, Pierce, Fenner & Smith Incorporated 12Morgan Stanley 12Edward Jones 8Wells Fargo Clearing Services, LLC 8City Different Investments 7LPL Financial LLC 6Horizons Sustainable Financial Services, Inc. 4Stifel, Nicolaus & Company, Incorporated 4Altamira Financial Group, LLC 3Cetera Investment Advisers LLC 3Financial Partners, LLC 3

Questions

How many financial advisors does UBS Financial Services Inc. have in Santa Fe?

4 investment adviser representatives are registered at UBS Financial Services Inc. offices in Santa Fe, New Mexico, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Santa Fe?

UBS Financial Services Inc. ranks number 8 in Santa Fe by registered advisors; Thornburg Investment Management Inc. has the most, with 24.

How do I check a UBS Financial Services Inc. advisor in Santa Fe?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.