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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in Santa Fe, NM

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Santa Fe, A to Z.

The short answer

3 registered advisors work at Cetera Investment Advisers LLC in Santa Fe, out of 9,253 at the firm nationwide; it ranks number 12 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

Cetera Investment Advisers LLC advisors in Santa Fe, A to Z

Every Cetera Investment Advisers LLC advisor →

Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →

Cetera Investment Advisers LLC advisors in other cities

San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72New York, NY 66Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52

Other firms in Santa Fe

All Santa Fe advisors →

Thornburg Investment Management Inc. 24Merrill Lynch, Pierce, Fenner & Smith Incorporated 12Morgan Stanley 12Edward Jones 8Wells Fargo Clearing Services, LLC 8City Different Investments 7LPL Financial LLC 6UBS Financial Services Inc. 5Horizons Sustainable Financial Services, Inc. 4Stifel, Nicolaus & Company, Incorporated 4Altamira Financial Group, LLC 3Financial Partners, LLC 3

Questions

How many financial advisors does Cetera Investment Advisers LLC have in Santa Fe?

3 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Santa Fe, New Mexico, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is Cetera Investment Advisers LLC one of the largest advisor employers in Santa Fe?

Cetera Investment Advisers LLC ranks number 12 in Santa Fe by registered advisors; Thornburg Investment Management Inc. has the most, with 24.

How do I check a Cetera Investment Advisers LLC advisor in Santa Fe?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.