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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Santa Fe, NM

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Santa Fe, A to Z.

The short answer

6 registered advisors work at Wells Fargo Clearing Services, LLC in Santa Fe, out of 13,134 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Santa Fe, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112

Other firms in Santa Fe

All Santa Fe advisors →

Thornburg Investment Management Inc. 24Merrill Lynch, Pierce, Fenner & Smith Incorporated 12Morgan Stanley 12Edward Jones 8City Different Investments 7LPL Financial LLC 6UBS Financial Services Inc. 5Horizons Sustainable Financial Services, Inc. 4Stifel, Nicolaus & Company, Incorporated 4Altamira Financial Group, LLC 3Cetera Investment Advisers LLC 3Financial Partners, LLC 3

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Santa Fe?

6 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Santa Fe, New Mexico, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Santa Fe?

Wells Fargo Clearing Services, LLC ranks number 5 in Santa Fe by registered advisors; Thornburg Investment Management Inc. has the most, with 24.

How do I check a Wells Fargo Clearing Services, LLC advisor in Santa Fe?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.