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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rio Rancho, NM

Every SEC-registered investment adviser representative at a firm office in Rio Rancho, with the firms that employ the most of them.

28 registered advisors work in Rio Rancho; the most are at State Farm Investment Management Corp. (8). 1 list the CFP designation and 22 are also registered broker representatives.

Firms with the most advisors in Rio Rancho

FirmAdvisors in Rio Rancho
State Farm Investment Management Corp.8
Buck Wealth Strategies, LLC2
Edward Jones news2
Wells Fargo Clearing Services, LLC news2
Cetera Investment Advisers LLC news1
Empower Advisory Group, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Institutions, Inc. news1
Osaic Wealth, Inc. news1
PNC Wealth Management LLC1
Park Avenue Securities LLC1
Petroglyph Wealth1
Pfg Advisors1
Retirement Solutions1
Sjhl Financial Group1
Strategic Advisers LLC1
Thrivent Investment Management Inc.1
Valic Financial Advisors, Inc.1

Advisors in Rio Rancho, A to Z

CFP advisors in Rio Rancho →

Other cities in New Mexico

All of New Mexico →

Albuquerque 485Santa Fe 155Las Cruces 68Farmington 28Roswell 16Carlsbad 14Alamogordo 12Hobbs 10Clovis 9Los Alamos 6Ruidoso 6Silver City 6Taos 6Artesia 5

Questions

How many financial advisors are in Rio Rancho, NM?

28 investment adviser representatives are registered at firm offices in Rio Rancho, New Mexico, according to the SEC's Investment Adviser Public Disclosure records. 22 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Rio Rancho?

State Farm Investment Management Corp., with 8 registered advisors in Rio Rancho, followed by Buck Wealth Strategies, LLC with 2.

How do I check a financial advisor in Rio Rancho?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.