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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Taos, NM

Every SEC-registered investment adviser representative at a firm office in Taos, with the firms that employ the most of them.

The short answer

5 registered advisors work in Taos; the most are at State Farm Investment Management Corp. (2). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Taos

FirmAdvisors in Taos
State Farm Investment Management Corp.2
Cambridge Investment Research Advisors, Inc. news1
Edward Jones news1
LPL Financial LLC news1

Advisors in Taos, A to Z

Search all of New Mexico →

Other cities in New Mexico

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Albuquerque 485Santa Fe 155Las Cruces 68Farmington 28Rio Rancho 28Roswell 16Carlsbad 14Alamogordo 12Hobbs 10Clovis 9Los Alamos 6Ruidoso 6Silver City 6Artesia 5

Questions

How many financial advisors are in Taos, NM?

5 investment adviser representatives are registered at firm offices in Taos, New Mexico, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Taos?

State Farm Investment Management Corp., with 2 registered advisors in Taos, followed by Cambridge Investment Research Advisors, Inc. with 1.

How do I check a financial advisor in Taos?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.