Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Roswell, NM
Every SEC-registered investment adviser representative at a firm office in Roswell, with the firms that employ the most of them.
16 registered advisors work in Roswell; the most are at Edward Jones (4). 1 list the CFP designation and 14 are also registered broker representatives.
Firms with the most advisors in Roswell
| Firm | Advisors in Roswell |
|---|---|
| Edward Jones news | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 3 |
| Quest Investment Portfolio Management, Limited | 2 |
| Wells Fargo Advisors Financial Network, LLC news | 2 |
| Cetera Investment Advisers LLC news | 1 |
| Eagle Strategies LLC | 1 |
| MML Investors Services, LLC | 1 |
| Pfg Advisors | 1 |
| State Farm Investment Management Corp. | 1 |
Advisors in Roswell, A to Z
CFP advisors in Roswell →- Priscilla R. ArchuletaWells Fargo Advisors Financial Network, LLC
- Mark A. BeemanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jesse L. BrownfieldEdward Jones
- Tammie M. De Los SantosEdward Jones
- Steven G. DucharmePfg Advisors · Certified Financial Planner
- John E. FunkQuest Investment Portfolio Management, Limited
- Damon D. GrahamEagle Strategies LLC
- Victoria K. HarmanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steve HarrisEdward Jones
- Tammy K. JolliffEdward Jones
- Peter B. McCleskeyQuest Investment Portfolio Management, Limited
- Erica E. RobeyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christopher M. StokesWells Fargo Advisors Financial Network, LLC
- Anjali SuriCetera Investment Advisers LLC
- Brian H. TaylorMML Investors Services, LLC
- Sophia M. VandenboutState Farm Investment Management Corp.
Other cities in New Mexico
All of New Mexico →Albuquerque 485Santa Fe 155Las Cruces 68Farmington 28Rio Rancho 28Carlsbad 14Alamogordo 12Hobbs 10Clovis 9Los Alamos 6Ruidoso 6Silver City 6Taos 6Artesia 5
Questions
How many financial advisors are in Roswell, NM?
16 investment adviser representatives are registered at firm offices in Roswell, New Mexico, according to the SEC's Investment Adviser Public Disclosure records. 14 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Roswell?
Edward Jones, with 4 registered advisors in Roswell, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 3.
How do I check a financial advisor in Roswell?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.