Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
IN Freehold Wealth Management brings $576M to Osaic in multigenerational moveIN Sanctuary Wealth adds elder care platform to advisor toolkitIN Beyond tax loss harvesting: why long-short strategies demand a harder lookIN Investors still want advisors, even as AI expands investment choicesIN AI poses moderate disruption risk to wealth managers and retail banks, Fitch saysCW Podcast: Schwab takes its cut, Beacon Pointe powers upRB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA Program

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Carlsbad, NM

Every SEC-registered investment adviser representative at a firm office in Carlsbad, with the firms that employ the most of them.

14 registered advisors work in Carlsbad; the most are at Edward Jones (6). 3 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Carlsbad

FirmAdvisors in Carlsbad
Edward Jones news6
Bco Wealth Management, LLC4
Perini Capital2
Iron Oak Capital Management1
LPL Financial LLC news1

Advisors in Carlsbad, A to Z

CFP advisors in Carlsbad →

Other cities in New Mexico

All of New Mexico →

Albuquerque 485Santa Fe 155Las Cruces 68Farmington 28Rio Rancho 28Roswell 16Alamogordo 12Hobbs 10Clovis 9Los Alamos 6Ruidoso 6Silver City 6Taos 6Artesia 5

Questions

How many financial advisors are in Carlsbad, NM?

14 investment adviser representatives are registered at firm offices in Carlsbad, New Mexico, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Carlsbad?

Edward Jones, with 6 registered advisors in Carlsbad, followed by Bco Wealth Management, LLC with 4.

How do I check a financial advisor in Carlsbad?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.