Private fund adviser · Carlsbad, NM
Perini Capital
Perini Capital, LLC · SEC-registered investment adviser · CRD 158540 · SEC 801-120968
At a glance
Perini Capital is an SEC-registered investment adviser based in Carlsbad, New Mexico, with $287 million in regulatory assets under management as of its Form ADV filed April 14, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 64 individual clients. By Form ADV it is a private fund adviser, ranked 3,657th of 4,686 private fund advisers and 10,385th of 17,210 SEC-registered advisers by assets.
Main office 575-725-1978perinicapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $287M
- Rank among private fund advisers
- #3,657 of 4,686
- Rank among all SEC RIAs
- #10,385 of 17,210
- Rank in New Mexico
- #11 of 25
- Individual clients
- 64
- High-net-worth clients
- 50
- Accounts
- 71
- Discretionary
- 57% of AUM
- Employees
- 5
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Caleb H ChambersChief Compliance Officer
- Michael D. PeriniPresident and Chief Executive Officer | Managing Member
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 6 | $145M | 51% |
| High-net-worth individuals | 50 | $93M | 33% |
| Investment companies | 1 | $47M | 16% |
| Individuals | 14 | $2M | <1% |
Private funds
Perini Capital reports 6 private funds with $145M in gross assets: hedge funds, private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Perini Capital answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗perinicapital.com ↗
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The full record on Perini Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 2,033 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Perini Capital manage?
Perini Capital reports $287 million in regulatory assets under management across 71 accounts, 57% of it on a discretionary basis, on its Form ADV filed April 14, 2026.
What kind of firm is Perini Capital?
Perini Capital is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Perini Capital’s clients?
By assets, its largest client types are pooled investment vehicles ($145 million, 6 clients); high-net-worth individuals ($93 million, 50 clients); investment companies ($47 million, 1 clients).
Does Perini Capital manage private funds?
Yes. It reports 6 private funds with $145 million in gross assets, including hedge funds, private equity funds.
Does Perini Capital have any disciplinary history?
Perini Capital answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Perini Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →