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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Los Alamos, NM

Every SEC-registered investment adviser representative at a firm office in Los Alamos, with the firms that employ the most of them.

6 registered advisors work in Los Alamos; the most are at Raymond James Financial Services Advisors, Inc. (2). 1 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in Los Alamos

FirmAdvisors in Los Alamos
Raymond James Financial Services Advisors, Inc. news2
Cetera Investment Advisers LLC news1
Edward Jones news1
Raymond James & Associates, Inc. news1
State Farm Investment Management Corp.1

Advisors in Los Alamos, A to Z

CFP advisors in Los Alamos →

Other cities in New Mexico

All of New Mexico →

Albuquerque 485Santa Fe 155Las Cruces 68Farmington 28Rio Rancho 28Roswell 16Carlsbad 14Alamogordo 12Hobbs 10Clovis 9Ruidoso 6Silver City 6Taos 6Artesia 5

Questions

How many financial advisors are in Los Alamos, NM?

6 investment adviser representatives are registered at firm offices in Los Alamos, New Mexico, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Los Alamos?

Raymond James Financial Services Advisors, Inc., with 2 registered advisors in Los Alamos, followed by Cetera Investment Advisers LLC with 1.

How do I check a financial advisor in Los Alamos?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.