Financial ADVSR advisor directory · SEC adviser records
Ameriprise Financial Services, LLC financial advisors in Albuquerque, NM
Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in Albuquerque, A to Z.
The short answer
4 registered advisors work at Ameriprise Financial Services, LLC in Albuquerque, out of 11,734 at the firm nationwide; it ranks number 23 in the city by advisors. 2 list the CFP designation and 4 are also registered broker representatives.
Ameriprise Financial Services, LLC advisors in Albuquerque, A to Z
Every Ameriprise Financial Services, LLC advisor →- Dylan J. BaxterAlso a broker rep
- Stephen A. EssingtonCertified Financial Planner · Also a broker rep
- Brian J. SpinnatoAlso a broker rep
- Dona L. WaltonCertified Financial Planner · Also a broker rep
Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →
Ameriprise Financial Services, LLC advisors in other cities
Minneapolis, MN 445Edina, MN 154Houston, TX 130Columbus, OH 104Charlotte, NC 100Boca Raton, FL 98Las Vegas, NV 95New York, NY 93Honolulu, HI 88Troy, MI 87Scottsdale, AZ 69Indianapolis, IN 67Atlanta, GA 65Austin, TX 64Tampa, FL 63
Other firms in Albuquerque
All Albuquerque advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 49LPL Financial LLC 44Morgan Stanley 39Strategic Advisers LLC 27RBC Capital Markets, LLC 22State Farm Investment Management Corp. 21Edward Jones 19Raymond James Financial Services Advisors, Inc. 16Wells Fargo Clearing Services, LLC 16Cetera Investment Advisers LLC 14MML Investors Services, LLC 13Eagle Strategies LLC 9
Questions
How many financial advisors does Ameriprise Financial Services, LLC have in Albuquerque?
4 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in Albuquerque, New Mexico, according to the SEC's Investment Adviser Public Disclosure records, out of 11,734 nationwide. 2 list the CFP designation and 4 are also registered as broker representatives.
Is Ameriprise Financial Services, LLC one of the largest advisor employers in Albuquerque?
Ameriprise Financial Services, LLC ranks number 23 in Albuquerque by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 49.
How do I check a Ameriprise Financial Services, LLC advisor in Albuquerque?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.