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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Los Ranchos, NM

Every SEC-registered investment adviser representative at a firm office in Los Ranchos, with the firms that employ the most of them.

4 registered advisors work in Los Ranchos; the most are at Cambridge Investment Research Advisors, Inc. (2). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Los Ranchos

FirmAdvisors in Los Ranchos
Cambridge Investment Research Advisors, Inc. news2
Osaic Wealth, Inc. news1
Prospera Financial Services, Inc.1

Advisors in Los Ranchos, A to Z

Search all of New Mexico →

Other cities in New Mexico

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Albuquerque 485Santa Fe 155Las Cruces 68Farmington 28Rio Rancho 28Roswell 16Carlsbad 14Alamogordo 12Hobbs 10Clovis 9Los Alamos 6Ruidoso 6Silver City 6Taos 6Artesia 5

Questions

How many financial advisors are in Los Ranchos, NM?

4 investment adviser representatives are registered at firm offices in Los Ranchos, New Mexico, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Los Ranchos?

Cambridge Investment Research Advisors, Inc., with 2 registered advisors in Los Ranchos, followed by Osaic Wealth, Inc. with 1.

How do I check a financial advisor in Los Ranchos?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.