Trustee · John Moore & Associates Inc
Brian J. Cochran
CRD 5152084 · Named on Form ADV at one SEC-registered adviser
At a glance
John Moore & Associates Inc, an SEC-registered wealth manager based in Albuquerque, NM with $1.0 billion in regulatory assets, lists Brian J. Cochran on its Form ADV as Trustee, a control person.
Firms and roles
- John Moore & Associates IncTrusteeWealth manager · Albuquerque, NM · $1.0B in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Emily F. WilderTrustee, John Moore & Associates Inc
- Jami S. SchwalmChief Compliance Officer, John Moore & Associates Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.