Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Swampscott, MA
Every SEC-registered investment adviser representative at a firm office in Swampscott, with the firms that employ the most of them.
14 registered advisors work in Swampscott; the most are at LPL Financial LLC (2). 5 list the CFP designation and 8 are also registered broker representatives.
Firms with the most advisors in Swampscott
| Firm | Advisors in Swampscott |
|---|---|
| LPL Financial LLC news | 2 |
| Smarter Bear Financial Advisory | 2 |
| Cambridge Investment Research Advisors, Inc. news | 1 |
| Commonwealth Financial Network news | 1 |
| John Hancock Personal Financial Services, LLC | 1 |
| Lennox Financial | 1 |
| MML Investors Services, LLC | 1 |
| Mariner news | 1 |
| Nextstep Portfolios LLC | 1 |
| Strategic Advisers LLC | 1 |
| UBS Financial Services Inc. news | 1 |
| Wilson Capital, LLC | 1 |
Advisors in Swampscott, A to Z
CFP advisors in Swampscott →- Erin C. BabineauCommonwealth Financial Network
- John L. BoyleLennox Financial
- Scott E. BreaultLPL Financial LLC
- Michael W. CostaNextstep Portfolios LLC · Certified Financial Planner, Chartered Financial Analyst
- Megan E. D'AmelioUBS Financial Services Inc.
- Lawrence J. DeranySmarter Bear Financial Advisory · Certified Financial Planner
- Dimitrios HatzelamprouStrategic Advisers LLC
- Sheelagh HowettCambridge Investment Research Advisors, Inc.
- Jeffrey ManningMML Investors Services, LLC
- Duncan G. PerrySmarter Bear Financial Advisory · Certified Financial Planner
- Michael S. ReiterLPL Financial LLC
- Julie A. SacchieroMariner · Certified Financial Planner
- Courtney C. SwanJohn Hancock Personal Financial Services, LLC
- Ryan C. WilsonWilson Capital, LLC · Certified Financial Planner
Other cities in Massachusetts
All of Massachusetts →Boston 3,833Waltham 477Wellesley 415Needham 267Hingham 218Worcester 194Burlington 189Springfield 180Braintree 175Westborough 166Danvers 139Norwell 137Wakefield 124Westwood 123Wellesley Hills 119Beverly 118Woburn 116Newton 112Andover 111Cambridge 110Bolton 95Plymouth 92Hyannis 88Framingham 84
Questions
How many financial advisors are in Swampscott, MA?
14 investment adviser representatives are registered at firm offices in Swampscott, Massachusetts, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 5 list the CFP designation.
Which firm has the most financial advisors in Swampscott?
LPL Financial LLC, with 2 registered advisors in Swampscott, followed by Smarter Bear Financial Advisory with 2.
How do I check a financial advisor in Swampscott?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.