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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Worcester, MA

Every SEC-registered investment adviser representative at a firm office in Worcester, with the firms that employ the most of them.

194 registered advisors work in Worcester; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (24). 24 list the CFP designation and 165 are also registered broker representatives.

Firms with the most advisors in Worcester

FirmAdvisors in Worcester
Merrill Lynch, Pierce, Fenner & Smith Incorporated news24
Commonwealth Financial Network news21
Morgan Stanley news19
Bartholomew & Company Wealth Management, LLC17
LPL Financial LLC news15
Cetera Investment Advisers LLC news13
Capital Analysts8
Wells Fargo Clearing Services, LLC news8
Edward Jones news7
Integrated Wealth Concepts LLC7
Raymond James & Associates, Inc. news6
Wells Fargo Advisors Financial Network, LLC news5
Ameriprise Financial Services, LLC news4
Cambridge Investment Research Advisors, Inc. news4
Carr Financial Group4
Lincoln Investment4
New Harbor Financial Group, LLC4
Cutler Capital Management3
MML Investors Services, LLC3
Osaic Wealth, Inc. news3
Seb Financial Services, LLC3
Worcester Advisors3
Capitol Securities Management, Inc.2
Carl P. Sherr & Co., LLC2
Equitable Advisors, LLC news2

Advisors in Worcester, A to Z

CFP advisors in Worcester →

Other cities in Massachusetts

All of Massachusetts →

Boston 3,833Waltham 477Wellesley 415Needham 267Hingham 218Burlington 189Springfield 180Braintree 175Westborough 166Danvers 139Norwell 137Wakefield 124Westwood 123Wellesley Hills 119Beverly 118Woburn 116Newton 112Andover 111Cambridge 110Bolton 95Plymouth 92Hyannis 88Framingham 84Lexington 69

Questions

How many financial advisors are in Worcester, MA?

194 investment adviser representatives are registered at firm offices in Worcester, Massachusetts, according to the SEC's Investment Adviser Public Disclosure records. 165 of them are also registered as broker representatives, and 24 list the CFP designation.

Which firm has the most financial advisors in Worcester?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 24 registered advisors in Worcester, followed by Commonwealth Financial Network with 21.

How do I check a financial advisor in Worcester?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.