Adviser and broker representative · Santander Securities LLC

Sofocles Tsimogianis

CRD 6752123 · Worcester, MA

At a glance

Sofocles Tsimogianis is an investment adviser representative with Santander Securities LLC in Worcester, MA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Sofocles’s SEC record dates to 2025, about 1 years ago. Sofocles is also registered as a broker representative.

Current advisory firm

Santander Securities LLCSince September 2025Worcester, MA · $3.1B in regulatory assets

SEC adviser record

Registered since: 2025 (1 years)
Designations: None on file
Exams: Series 63, Series 66
Registered in: 2 states
Also a broker representative: Yes
Disclosures on record: None

AtlasMembers

Sofocles’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: Locked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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