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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Springfield, MA

Every SEC-registered investment adviser representative at a firm office in Springfield, with the firms that employ the most of them.

180 registered advisors work in Springfield; the most are at MML Investors Services, LLC (57). 13 list the CFP designation and 149 are also registered broker representatives.

Firms with the most advisors in Springfield

FirmAdvisors in Springfield
MML Investors Services, LLC57
Morgan Stanley news31
Merrill Lynch, Pierce, Fenner & Smith Incorporated news22
St. Germain Investment Management22
UBS Financial Services Inc. news21
Raymond James & Associates, Inc. news5
Schwerin Boyle Capital Management, Inc.4
LPL Financial LLC news3
Ameriprise Financial Services, LLC news2
Northwestern Mutual Investment Services, LLC2
Cambridge Investment Research Advisors, Inc. news1
Commonwealth Financial Network news1
Heaphy Investments, LLC1
Moors & Cabot, Inc.1
Mp Financial Services, LLC1
Portfolio Medics, LLC1
Raymond James Financial Services Advisors, Inc. news1
Santander Securities LLC1
Steward Partners Investment Advisory, LLC news1
Strategic Advisers LLC1
USA 401k1

Advisors in Springfield, A to Z

CFP advisors in Springfield →

Other cities in Massachusetts

All of Massachusetts →

Boston 3,833Waltham 477Wellesley 415Needham 267Hingham 218Worcester 194Burlington 189Braintree 175Westborough 166Danvers 139Norwell 137Wakefield 124Westwood 123Wellesley Hills 119Beverly 118Woburn 116Newton 112Andover 111Cambridge 110Bolton 95Plymouth 92Hyannis 88Framingham 84Lexington 69

Questions

How many financial advisors are in Springfield, MA?

180 investment adviser representatives are registered at firm offices in Springfield, Massachusetts, according to the SEC's Investment Adviser Public Disclosure records. 149 of them are also registered as broker representatives, and 13 list the CFP designation.

Which firm has the most financial advisors in Springfield?

MML Investors Services, LLC, with 57 registered advisors in Springfield, followed by Morgan Stanley with 31.

How do I check a financial advisor in Springfield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.