Adviser and broker representative · UBS Financial Services Inc.
Dianne Funigiello
CRD 2430702 · Springfield, MA
At a glance
Dianne Funigiello is an investment adviser representative with UBS Financial Services Inc. in Springfield, MA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dianne’s SEC record dates to 2006, about 19 years ago. Dianne is also registered as a broker representative.
Current advisory firm
- UBS Financial Services Inc.Since April 2023Springfield, MA · $916B in regulatory assets
SEC adviser record
- Registered since
- 2006 (19 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dianne’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 8 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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