Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Springfield, MA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Springfield, A to Z.
The short answer
21 registered advisors work at UBS Financial Services Inc. in Springfield, out of 8,476 at the firm nationwide; it ranks number 5 in the city by advisors. 2 list the CFP designation and 21 are also registered broker representatives.
UBS Financial Services Inc. advisors in Springfield, A to Z
Every UBS Financial Services Inc. advisor →- Brandon S. AffeldtAlso a broker rep
- Peter J. AlexopoulosAlso a broker rep
- Peter J. AlminasCertified Financial Planner · Also a broker rep
- Duane Blische IIIAlso a broker rep
- James A. CalabreseAlso a broker rep
- Brennan CollinsCertified Financial Planner · Also a broker rep
- Raissa D D. DannaAlso a broker rep
- Joshua M. FazzinoAlso a broker rep
- Dianne FunigielloAlso a broker rep
- Heather L. KaneAlso a broker rep
- Justin D. LevskyAlso a broker rep
- Dustin R. McConnellAlso a broker rep
- Daniel F. MilesAlso a broker rep
- Anthony G. MontemagniAlso a broker rep
- Alexa MorinAlso a broker rep
- Heather A. MotykaAlso a broker rep
- Kreg I. PearlessAlso a broker rep
- Maria A. RobbinsAlso a broker rep
- Christine A. SantosAlso a broker rep
- Lori J. VengruskasAlso a broker rep
- Jonathan S. WilliamsonAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Springfield
All Springfield advisors →MML Investors Services, LLC 57Morgan Stanley 31Merrill Lynch, Pierce, Fenner & Smith Incorporated 22St. Germain Investment Management 22Raymond James & Associates, Inc. 5Schwerin Boyle Capital Management, Inc. 4LPL Financial LLC 3
Questions
How many financial advisors does UBS Financial Services Inc. have in Springfield?
21 investment adviser representatives are registered at UBS Financial Services Inc. offices in Springfield, Massachusetts, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 2 list the CFP designation and 21 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Springfield?
UBS Financial Services Inc. ranks number 5 in Springfield by registered advisors; MML Investors Services, LLC has the most, with 57.
How do I check a UBS Financial Services Inc. advisor in Springfield?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.