Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WSR The Rise Of The Fractional Family OfficeIN Private equity is knocking. Who should be in your corner?IN Freehold Wealth Management brings $576M to Osaic in multigenerational moveIN Sanctuary Wealth adds elder care platform to advisor toolkitIN Beyond tax loss harvesting: why long-short strategies demand a harder lookIN Investors still want advisors, even as AI expands investment choicesIN AI poses moderate disruption risk to wealth managers and retail banks, Fitch saysCW Podcast: Schwab takes its cut, Beacon Pointe powers upRB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predicts

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lake Mary, FL

Every SEC-registered investment adviser representative at a firm office in Lake Mary, with the firms that employ the most of them.

164 registered advisors work in Lake Mary; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (18). 22 list the CFP designation and 105 are also registered broker representatives.

Firms with the most advisors in Lake Mary

FirmAdvisors in Lake Mary
Merrill Lynch, Pierce, Fenner & Smith Incorporated news18
Newport Group Consulting, LLC17
Capacuity LLC9
Raymond James Financial Services Advisors, Inc. news8
Shariaportfolio, Inc.7
Wells Fargo Clearing Services, LLC news7
Collaborative Wealth6
Jackson Wealth Management, LLC6
LPL Financial LLC news6
MML Investors Services, LLC4
Park Avenue Securities LLC4
Qtr Family Wealth, LLC4
Strategic Advisers LLC4
Cwm, LLC3
RBC Rochdale, LLC news3
Transamerica Financial Advisors, LLC3
Ameriprise Financial Services, LLC news2
BNY Mellon Securities Corporation2
Captrust news2
Commonwealth Financial Network news2
Cyndeo Wealth Partners2
Edward Jones news2
Familywealth2
Familywealth Asset Management2
Financial Life Designs LLC2

Advisors in Lake Mary, A to Z

CFP advisors in Lake Mary →

Other cities in Florida

All of Florida →

Miami 3,102Tampa 2,957Jacksonville 2,374Boca Raton 1,575Orlando 1,379Palm Beach Gardens 1,206Naples 1,123St. Petersburg 1,065Sarasota 935Coral Gables 921Fort Lauderdale 695Winter Park 455West Palm Beach 440Clearwater 418Fort Myers 399Ponte Vedra Beach 387Ft. Lauderdale 310Pensacola 280Jupiter 270Melbourne 268Bradenton 267Aventura 265Stuart 265Vero Beach 250

Questions

How many financial advisors are in Lake Mary, FL?

164 investment adviser representatives are registered at firm offices in Lake Mary, Florida, according to the SEC's Investment Adviser Public Disclosure records. 105 of them are also registered as broker representatives, and 22 list the CFP designation.

Which firm has the most financial advisors in Lake Mary?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 18 registered advisors in Lake Mary, followed by Newport Group Consulting, LLC with 17.

How do I check a financial advisor in Lake Mary?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.