Asset manager · Lake Mary, FL
Familywealth
Familywealth Advisers LLC · SEC-registered investment adviser · CRD 289193 · SEC 801-111050
At a glance
Familywealth is an SEC-registered investment adviser based in Lake Mary, Florida, with $395 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 382 individual clients. By Form ADV it is a asset manager, ranked 1,802nd of 3,218 asset managers and 8,861st of 17,210 SEC-registered advisers by assets.
Main office 866-746-3743familywealth.usLinkedInAs filed on Form ADV
- Regulatory AUM
- $395M
- Rank among asset managers
- #1,802 of 3,218
- Rank among all SEC RIAs
- #8,861 of 17,210
- Rank in Florida
- #493 of 1,090
- Individual clients
- 382
- High-net-worth clients
- 26
- Accounts
- 687
- Discretionary
- 32% of AUM
- Employees
- 13
- Advisory staff
- 12
- Offices
- 8
Owners and executives on its Form ADV
- Wilbert E. OakleyManaging Partner and CCO
Custody and brokerage
4 custodians
- Vanguard$187M50%
- Fidelity Distributors Company$78M21%
- Austin Capital Trust$69M18%
- Charles Schwab$42M11%
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed March 2026) names Ventoux Securities, LLC, Intervest International as the broker-dealer its advisers are registered with.
In particular, some of FWA’s IARs are registered representatives of Ventoux Securities, LLC, Intervest International, Inc. and Sunbelt Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 24 | $247M | 63% |
| High-net-worth individuals | 26 | $88M | 22% |
| Individuals | 356 | $60M | 15% |
| Corporations or other businesses | 1 | $0M | <1% |
Disciplinary disclosures
Familywealth answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗familywealth.us ↗
SEC and FINRA actions
- SEC, Jan 20, 2026: $85,000Marketing and disclosures. Settled without admitting or denying.Official release
AtlasMembers
The full record on Familywealth
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 975 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Familywealth manage?
Familywealth reports $395 million in regulatory assets under management across 687 accounts, 32% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Familywealth?
Familywealth is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Familywealth’s clients?
By assets, its largest client types are pension and profit sharing plans ($247 million, 24 clients); high-net-worth individuals ($88 million, 26 clients); individuals ($60 million, 356 clients).
Does Familywealth have any disciplinary history?
Familywealth answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Familywealth’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →