Wealth manager, independent · Lake Mary, FL
Collaborative Wealth
Collaborative Wealth Management, Inc. · SEC-registered investment adviser · CRD 142106 · SEC 801-80100
At a glance
Collaborative Wealth is an SEC-registered investment adviser based in Lake Mary, Florida, with $653 million in regulatory assets under management as of its Form ADV filed March 18, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 915 individual clients. By Form ADV it is a wealth manager, ranked 2,303rd of 8,915 wealth managers and 6,788th of 17,210 SEC-registered advisers by assets.
Main office 407-792-3336collaborativewealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $653M
- Rank among wealth managers
- #2,303 of 8,915
- Rank among all SEC RIAs
- #6,788 of 17,210
- Rank in Florida
- #359 of 1,090
- Individual clients
- 915
- High-net-worth clients
- 175
- Accounts
- 1,948
- Discretionary
- 91% of AUM
- Employees
- 13
- Advisory staff
- 9
- Offices
- 4
Owners and executives on its Form ADV
- Chad R. JusticeCEO
- Sandra A. StickneyChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Collaborative Wealth is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Investment Advisory and Financial Planning Services offered through CollaborativeWEALTH®—An SEC Registered Investment Advisor Securities offered through LPL Financial - Member FINRA/SIPC and separate business entity.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 175 | $337M | 52% |
| Individuals | 740 | $244M | 37% |
| Pension and profit sharing plans | 11 | $58M | 9% |
| Corporations or other businesses | 8 | $13M | 2% |
| Charitable organizations | 3 | $1M | <1% |
Disciplinary disclosures
Collaborative Wealth reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗collaborativewealth.com ↗
AtlasMembers
The full record on Collaborative Wealth
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,700 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Collaborative Wealth manage?
Collaborative Wealth reports $653 million in regulatory assets under management across 1,948 accounts, 91% of it on a discretionary basis, on its Form ADV filed March 18, 2026.
What kind of firm is Collaborative Wealth?
Collaborative Wealth is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Collaborative Wealth’s clients?
By assets, its largest client types are high-net-worth individuals ($337 million, 175 clients); individuals ($244 million, 740 clients); pension and profit sharing plans ($58 million, 11 clients).
Does Collaborative Wealth have any disciplinary history?
Collaborative Wealth reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Collaborative Wealth’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →