Wealth manager, independent · Lake Mary, FL
Familywealth Asset Management
SEC-registered investment adviser · CRD 147869 · SEC 801-69660
At a glance
Familywealth Asset Management is an SEC-registered investment adviser based in Lake Mary, Florida, with $177 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 413 individual clients. By Form ADV it is a wealth manager, ranked 6,251st of 8,915 wealth managers and 12,853rd of 17,210 SEC-registered advisers by assets.
Main office 866-746-3743familywealth.usAs filed on Form ADV
- Regulatory AUM
- $177M
- Rank among wealth managers
- #6,251 of 8,915
- Rank among all SEC RIAs
- #12,853 of 17,210
- Rank in Florida
- #793 of 1,090
- Individual clients
- 413
- High-net-worth clients
- 29
- Accounts
- 753
- Discretionary
- 83% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 4
Owners and executives on its Form ADV
- Christine M MoraDirector; Secretary; Counsel
- Wilbert E. OakleyVice President; Branch Office Manager
- Wilbert E. OakleyChief Compliance Officer
Custody and brokerage
3 custodians
- Fidelity Distributors Company$84M47%
- Austin Capital Trust$70M39%
- Charles Schwab$24M13%
Other RIAs using Fidelity Distributors CompanyOther multi-custodian RIAs
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed March 2026) names Ventoux Securities, LLC, Intervest International as the broker-dealer its advisers are registered with.
In particular, some of FWA’s IARs are registered representatives of Ventoux Securities, LLC, Intervest International, Inc. and Sunbelt Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 29 | $86M | 49% |
| Banking or thrift institutions | 1 | $48M | 27% |
| Individuals | 384 | $38M | 22% |
| Pension and profit sharing plans | 6 | $5M | 3% |
| Corporations or other businesses | 1 | $0M | <1% |
Disciplinary disclosures
Familywealth Asset Management answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Periodicals or newsletters
- Other services
How it’s paid
- A percentage of assets under management
- Subscription fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗familywealth.us ↗
SEC and FINRA actions
- SEC, Jan 20, 2026: $65,000Marketing and disclosures. Settled without admitting or denying.Official release
AtlasMembers
The full record on Familywealth Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,727 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Familywealth Asset Management manage?
Familywealth Asset Management reports $177 million in regulatory assets under management across 753 accounts, 83% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Familywealth Asset Management?
Familywealth Asset Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Familywealth Asset Management’s clients?
By assets, its largest client types are high-net-worth individuals ($86 million, 29 clients); banking or thrift institutions ($48 million, 1 clients); individuals ($38 million, 384 clients).
Does Familywealth Asset Management have any disciplinary history?
Familywealth Asset Management answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Familywealth Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →