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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Royal Oak, MI

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Royal Oak, A to Z.

The short answer

4 registered advisors work at UBS Financial Services Inc. in Royal Oak, out of 8,475 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

UBS Financial Services Inc. advisors in Royal Oak, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in Royal Oak

All Royal Oak advisors →

Capital Analysts 8Lincoln Investment 8Strategic Advisers LLC 6Royal Oak Financial Advisors, LLC 5Royal Oak Wealth Advisors LLC 4Daniel Investment Group Inc. 3

Questions

How many financial advisors does UBS Financial Services Inc. have in Royal Oak?

4 investment adviser representatives are registered at UBS Financial Services Inc. offices in Royal Oak, Michigan, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Royal Oak?

UBS Financial Services Inc. ranks number 6 in Royal Oak by registered advisors; Capital Analysts has the most, with 8.

How do I check a UBS Financial Services Inc. advisor in Royal Oak?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.