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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in North Yarmouth, ME

Every SEC-registered investment adviser representative at a firm office in North Yarmouth, with the firms that employ the most of them.

The short answer

7 registered advisors work in North Yarmouth; the most are at Cambridge Investment Research Advisors, Inc. (2). 2 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in North Yarmouth

FirmAdvisors in North Yarmouth
Cambridge Investment Research Advisors, Inc. news2
Able Money LLC1
Commonwealth Financial Network news1
Gilbert Capital Group1
Strategic Advisers LLC1
UBS Financial Services Inc. news1

Advisors in North Yarmouth, A to Z

CFP advisors in North Yarmouth →

Other cities in Maine

All of Maine →

Portland 361Bangor 79Falmouth 56Scarborough 43South Portland 32Lewiston 27Waterville 27Brunswick 22Auburn 19Westbrook 18Camden 17Kennebunk 16Augusta 14Biddeford 14Saco 13Yarmouth 12Bar Harbor 10Ellsworth 10Gardiner 10Wells 10York 10Cumberland Foreside 9Presque Isle 9Windham 9

Questions

How many financial advisors are in North Yarmouth, ME?

7 investment adviser representatives are registered at firm offices in North Yarmouth, Maine, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in North Yarmouth?

Cambridge Investment Research Advisors, Inc., with 2 registered advisors in North Yarmouth, followed by Able Money LLC with 1.

How do I check a financial advisor in North Yarmouth?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.